Our Legal, Risk & Compliance Practice is piloted by Loretta Chan and Charlene Yeung. Our practice offers specialized recruitment services providing both retained search and contingency recruitment options across all lines of business within Wellesley Group’s practice areas.

Since the Global Financial Crisis, global regulatory bodies have been continuously evolving the regulatory landscapes. As a result, all Financial Services and Fintech organizations face mounting pressure to ensure compliance with rapidly changing regulations and to effectively combat financial crime risks.

At Wellesley, we have successfully supported our clients across Asia in conducting executive searches for senior positions such as General Counsel, Chief Legal/Compliance Officers, Chief Risk Officer, as well as other specific subject matter experts within the legal, regulatory and financial crime risk domains. Our expertise spans across various seniorities, ensuring our clients have access to the right talent to navigate complex legal and compliance challenges.

Legal Counsel Coverage:

  • Chief Legal Officer
  • M&A Counsel
  • Corporate & Investment Banking Counsel (IBCM, Equities, FICC & Private Wealth Management)
  • Funds Counsel
  • Litigation Counsel
  • Data Privacy Counsel
  • Financial Regulatory Counsel
  • General Corporate Counsel
  • Financial Crime Counsel

Compliance Coverage:

  • Chief Compliance Officer
  • Regulatory Affairs
  • Global Markets Compliance (Equities, FICC, Prime Brokerage)
  • Compliance Advisory (Investment Compliance, Alternative Compliance, Hedge Funds, Private Equity)
  • IBD/Research Compliance
  • Control Room/Conflict Management
  • General Compliance (Employee Compliance, Licensing, Infrastructure)
  • Financial Crime Compliance (Sanctions, KYC/AML Compliance Advisory, Governance, Transaction Monitoring/Investigations, Fraud Monitoring, Anti-bribery & Corruptions)
  • Compliance Monitoring (Trade/E-communication Surveillance)
  • Compliance Testing & Assurance (Business Regulatory, Financial Crime Compliance)

Risk Coverage:

  • Chief Risk Officer
  • Head of Risk – Enterprise Risk Management
  • Front Office Business Risk
  • Market Risk
  • Credit Risk (Approver, Analytics, Modelling)
  • IRRBB, Market Risk & Liquidity Risk
  • Operational Risk & Business Continuity Risk

Meet Our Team

Hong Kong
Loretta Chan
Managing Partner
Hong Kong | Melbourne | Shanghai | Singapore

Loretta Chan is the Managing Partner of Wellesley Group, piloting banking & fintech businesses in Asia Pacific. She comes with 15+ years of industry experience and specializes in placing senior-level candidates including C-suite executives across Global Markets, DCM, Private Financing and Corporate Banking. She has a strong track record of completing front office searches across sales, trading, quant, structuring, research, origination business development and relationship managers. In addition to front office search, she also leads specialist recruitment for corporate governance functions (risk, legal, compliance) with proven ability to provide front-to-back talent searches across all-levels.

During the beginning of her search career, she was with Pelham International specializing in Fixed Income/Equity Derivatives. She then joined Robertson Smart as a consultant covering Legal and Fixed Income. Prior to joining Wellesley in 2007, she ran the Hong Kong office of Webbe International, heading the Financial Markets business for Asia. Loretta holds an LLB (Hons) and began her career with Sullivan & Cromwell. She is native in English and Cantonese, and is conversant in Mandarin.

Charlene Yeung
Executive Director – Legal & Compliance, Financial Services & Fintech
Hong Kong | London | Melbourne | Shanghai | Singapore

Charlene Yeung is an Executive Director at Wellesley Associates, based in Hong Kong. She covers legal and compliance talent search across banking, financial services and fintech sectors in Asia, covering all levels from Associate up to C-suite levels.

Prior to joining Wellesley Associates, Charlene was a consecutive top-10 biller at HAYS recruitment specialising in banking compliance recruitment. She holds a Master degree in Project Enterprise Management from University College London (UCL) and a Bachelor Degree in Economics.

London
Charlene Yeung
Executive Director – Legal & Compliance, Financial Services & Fintech
Hong Kong | London | Melbourne | Shanghai | Singapore

Charlene Yeung is an Executive Director at Wellesley Associates, based in Hong Kong. She covers legal and compliance talent search across banking, financial services and fintech sectors in Asia, covering all levels from Associate up to C-suite levels.

Prior to joining Wellesley Associates, Charlene was a consecutive top-10 biller at HAYS recruitment specialising in banking compliance recruitment. She holds a Master degree in Project Enterprise Management from University College London (UCL) and a Bachelor Degree in Economics.

Melbourne
Loretta Chan
Managing Partner
Hong Kong | Melbourne | Shanghai | Singapore

Loretta Chan is the Managing Partner of Wellesley Group, piloting banking & fintech businesses in Asia Pacific. She comes with 15+ years of industry experience and specializes in placing senior-level candidates including C-suite executives across Global Markets, DCM, Private Financing and Corporate Banking. She has a strong track record of completing front office searches across sales, trading, quant, structuring, research, origination business development and relationship managers. In addition to front office search, she also leads specialist recruitment for corporate governance functions (risk, legal, compliance) with proven ability to provide front-to-back talent searches across all-levels.

During the beginning of her search career, she was with Pelham International specializing in Fixed Income/Equity Derivatives. She then joined Robertson Smart as a consultant covering Legal and Fixed Income. Prior to joining Wellesley in 2007, she ran the Hong Kong office of Webbe International, heading the Financial Markets business for Asia. Loretta holds an LLB (Hons) and began her career with Sullivan & Cromwell. She is native in English and Cantonese, and is conversant in Mandarin.

Charlene Yeung
Executive Director – Legal & Compliance, Financial Services & Fintech
Hong Kong | London | Melbourne | Shanghai | Singapore

Charlene Yeung is an Executive Director at Wellesley Associates, based in Hong Kong. She covers legal and compliance talent search across banking, financial services and fintech sectors in Asia, covering all levels from Associate up to C-suite levels.

Prior to joining Wellesley Associates, Charlene was a consecutive top-10 biller at HAYS recruitment specialising in banking compliance recruitment. She holds a Master degree in Project Enterprise Management from University College London (UCL) and a Bachelor Degree in Economics.

Mumbai
Sourabh Chattopadhyay
Managing Partner, Head of Professional Services
Mumbai

Sourabh Chattopadhyay is the Managing Partner and Head of Professional Services with Wellesley Partners and leads the firms India business. He is a generalist with broad success across alternative investments, investment banking, private equity portfolio companies, and professional services.

Prior to joining Wellesley Partners, Sourabh headed Options Group’s executive search and strategic consulting practice in India. Sourabh has also been an entrepreneur and worked in institutions such as Goldman Sachs, Ernst and Young, and Dresdner Kleinwort Wasserstein.  Sourabh is an active angel investor and an LP in a few early-stage funds.  He is also an advisor to several startups.  Sourabh is on the board of Khela Ghar, an NGO based out of Calcutta, and a founding trustee of Daya Foundation.  He holds a BBA in Economics from Pace University in New York.

Shanghai
Loretta Chan
Managing Partner
Hong Kong | Melbourne | Shanghai | Singapore

Loretta Chan is the Managing Partner of Wellesley Group, piloting banking & fintech businesses in Asia Pacific. She comes with 15+ years of industry experience and specializes in placing senior-level candidates including C-suite executives across Global Markets, DCM, Private Financing and Corporate Banking. She has a strong track record of completing front office searches across sales, trading, quant, structuring, research, origination business development and relationship managers. In addition to front office search, she also leads specialist recruitment for corporate governance functions (risk, legal, compliance) with proven ability to provide front-to-back talent searches across all-levels.

During the beginning of her search career, she was with Pelham International specializing in Fixed Income/Equity Derivatives. She then joined Robertson Smart as a consultant covering Legal and Fixed Income. Prior to joining Wellesley in 2007, she ran the Hong Kong office of Webbe International, heading the Financial Markets business for Asia. Loretta holds an LLB (Hons) and began her career with Sullivan & Cromwell. She is native in English and Cantonese, and is conversant in Mandarin.

Charlene Yeung
Executive Director – Legal & Compliance, Financial Services & Fintech
Hong Kong | London | Melbourne | Shanghai | Singapore

Charlene Yeung is an Executive Director at Wellesley Associates, based in Hong Kong. She covers legal and compliance talent search across banking, financial services and fintech sectors in Asia, covering all levels from Associate up to C-suite levels.

Prior to joining Wellesley Associates, Charlene was a consecutive top-10 biller at HAYS recruitment specialising in banking compliance recruitment. She holds a Master degree in Project Enterprise Management from University College London (UCL) and a Bachelor Degree in Economics.

Singapore
Loretta Chan
Managing Partner
Hong Kong | Melbourne | Shanghai | Singapore

Loretta Chan is the Managing Partner of Wellesley Group, piloting banking & fintech businesses in Asia Pacific. She comes with 15+ years of industry experience and specializes in placing senior-level candidates including C-suite executives across Global Markets, DCM, Private Financing and Corporate Banking. She has a strong track record of completing front office searches across sales, trading, quant, structuring, research, origination business development and relationship managers. In addition to front office search, she also leads specialist recruitment for corporate governance functions (risk, legal, compliance) with proven ability to provide front-to-back talent searches across all-levels.

During the beginning of her search career, she was with Pelham International specializing in Fixed Income/Equity Derivatives. She then joined Robertson Smart as a consultant covering Legal and Fixed Income. Prior to joining Wellesley in 2007, she ran the Hong Kong office of Webbe International, heading the Financial Markets business for Asia. Loretta holds an LLB (Hons) and began her career with Sullivan & Cromwell. She is native in English and Cantonese, and is conversant in Mandarin.

Charlene Yeung
Executive Director – Legal & Compliance, Financial Services & Fintech
Hong Kong | London | Melbourne | Shanghai | Singapore

Charlene Yeung is an Executive Director at Wellesley Associates, based in Hong Kong. She covers legal and compliance talent search across banking, financial services and fintech sectors in Asia, covering all levels from Associate up to C-suite levels.

Prior to joining Wellesley Associates, Charlene was a consecutive top-10 biller at HAYS recruitment specialising in banking compliance recruitment. She holds a Master degree in Project Enterprise Management from University College London (UCL) and a Bachelor Degree in Economics.